Senior Analyst, IT SOX PMO

Job Duties

• Manage audit engagements from the planning phase through to final reporting for the Banking and Lending portfolio.

• Conduct audits and reviews of various internal business areas related to SoFi Bank N.A. and SoFi Technologies Inc.

• Identify and analyze risks while prioritizing audit work to meet departmental objectives.

• Document procedures and controls through interviews, observations, and detailed analysis.

• Execute audit tests and prepare comprehensive workpapers in accordance with professional internal audit standards.

• Develop formal written reports and audit recommendations to communicate results to management and stakeholders.

• Supervise and coach junior audit staff to ensure high-quality deliverables and professional development.

• Utilize data analytics tools to enhance the execution and accuracy of audit testing.

• Monitor and track the resolution of identified issues through cross-functional partnerships.

• Seek continuous opportunities for process improvement within the internal audit function.

• Execute special assignments and duties as directed by the Internal Audit Senior Director.

Requirements

• Demonstrate 7 to 10 years of experience in internal audit, risk management, or compliance within a covered financial institution.

• Apply a strong understanding of internal control concepts, IIA standards, and the COSO risk management framework.

• Show familiarity with the examination procedures of the FRB, OCC, FDIC, and CFPB.

• Navigate through ambiguity to manage multiple project assignments and meet strict deadlines.

• Work independently with limited daily supervision while maintaining high productivity.

• Exhibit strong written and verbal communication skills for preparing workpapers and management presentations.

• Travel as required to support audit activities across different locations.

• Utilize data mining or visualization techniques such as SQL, Python, or Tableau to analyze financial data.

• Lead integrated business and technology audits within a regulated consumer financial services environment.

Qualifications

• Hold a Bachelor’s degree or equivalent in accounting, finance, information systems, or a related field of study.

• Maintain a relevant professional certification or industry accreditation such as CIA, CPA, CRCM, or FRM.

• Possess significant experience working specifically with consumer financial products in a regulated environment.

SoFi Workforce Diversity Data (U.S. 2023)

The following table outlines the ethnic and gender representation within SoFi’s U.S. workforce, reflecting the organization’s current demographic landscape.